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Originalism, intentionalism, and the rule of law

Several people have sent me the link to this piece in the American Interest, so let me quote from it and provide my gloss, given that this site has long trafficked in precisely the kinds of arguments being attributed to Justice Thomas (not unsurprisingly, a man I have described over the years as the SCOTUS Justice I most often agree with):

Toobin, who disagrees strongly with [Justice Clarence] Thomas about most matters constitutional, political and cultural, does a good job of showing why Thomas is a formidable judicial thinker. The interpretative concept of “originalism” is sometimes confounded with a simplistic literal interpretation of the words of the Constitution. Thomas argues that to understand what the Constitution meant to the framers, one needs to do more than read the words on the page and look to see how Samuel Johnson and perhaps Noah Webster defined them in their dictionaries.

Thomas is not a fundamentalist reading the Constitution au pied de la lettre; the original intent of the founders can be established only after research and reflection. The Eighth Amendment ban on “cruel and unusual punishment” can only be understood if one understands the thought of the period, the types of punishment then widely used, and the political and cultural traditions that shaped the thinking of the founders on questions of justice and punishment. One then takes that understanding, however tentative, and applies it to the circumstances of a given case today.

It is not the only possible way to read the Constitution, but it is a very interesting one and it may be the only politically sustainable way for the Court to read it in a contentious and divided country. Without some rule of interpretation that the average person can understand and accept as legitimate, the Court gradually loses legitimacy in the public eye. The originalist interpretation, whatever objections can be made to it intellectually and historically, is politically compelling. It resonates with the American propensity for commonsense reasoning. To say that the Founders meant what they meant and that the first job of a judge is to be faithful to their intent is something that strikes many Americans as sensible, practical and fair.

Now, many of you have heard these arguments before, because I’ve been making them for years now, both in the context of legal hermeneutics and in the context of the very fundamentals of our epistemology, which I’ve suggested is being undermined by linguistically incoherent (though intellectually seductive) notions of how language functions.

To revisit that argument, and to understand why what we believe we are doing when we “interpret” is so important, not only linguistically, but to the very nature of our social contract and, by extension, of very liberty, let’s begin here:

Without some rule of interpretation that the average person can understand and accept as legitimate, the Court gradually loses legitimacy in the public eye.

This seems simple enough: as I’ve argued on countless occasions, a necessary precondition for living under a rule of law requires that we agree on what it is we’re doing when we say we’re interpreting.

If we agree that interpretation for the purposes of understanding language is decoding the messages left us in sign form by some intending agency — if the messages aren’t messages at all but are rather accidents, free-floating signifiers that look like language because they mimic familiar signifiers (think egret scratchings in the sand that can look like words, or, iconographically, think of cloud formations that look like sheep orgies) — then we any “interpretation” is really nothing more than creative writing, in which the perceiver of the signifiers (egret scratchings, cloud formations) adds to them their signifieds (they look like familiar words, which have familiar meanings; it looks like some sheep fucking) to form their own signs, in essence, writing their own messages.

To then argue that the messages they’ve created by adding their own signifieds — and so creating their own, new, intended signs — were what the egrets or the clouds meant is, obviously, silly. And yet that’s what we grant ourselves permission to do when we decouple signifiers from the intent that originally turned them into signs — into language, which is a precondition for claiming to be interpreting, if by interpreting we mean decoding linguistic signs and re-encoding them so as to acknowledge our best understanding of them — and pretend that these signifiers exist as language outside of the intent that was required to turn the marks that look like language, the signifiers, into language itself, the signs.

The New Critics, certain formalists, the post-structuralists, the textualists — all of them rely on just such a conceit: that the text exists alone, beyond and decoupled from authorial intent (what that suggests to each of these particular theoretical veins will differ). That is to say, the text, they believe, has an ontology outside and beyond those who originally intended it, that it can exist as a text without any necessary connection to its authors.

To believe this, one has to believe that the marks themselves count as language — and they do this because code and convention provide us with the necessary tools to look at such marks and see them as language. But until those marks are signified, they merely resemble language — and it is our belief that what resembles language is in fact language that gives us leave to say we are interpreting it for purposes of completing a speech act, and not as some exercise in turning marks into whatever we can make them mean (within the “reasonable” context of convention and code). Or, to put it another way — and to place this discussion into the context of what is legally binding — we as citizens would be less likely to agree to follow laws that only became laws at the moment some judge decided to re-signify them, and with no consideration given to what the intent of the lawmakers was when they wrote the law, and supplied it with its meaning.

Textualism — which, when practiced correctly, will most of the time reach the same interpretive conclusions as originalism, provided legal conventions for clarity and specificity of expression are followed (in an effort to aid future interpreters who endeavor to fully understand the original meaning and intent of a statute) — fails because it requires, by virtue of its theoretical assertions, that we follow laws that are not yet laws until they are signified — turned into signs — by a prosecutor and a judge. That is, textualism, from a linguistic perspective, requires us to agree to follow laws that, in every respect, are not yet “written,” in that the textualists themselves don’t allow that what they are “interpreting” are signs at all.

And I don’t know how you all feel, but I submit that agreeing to live under a social contract that allows you to be a criminal after the fact — by virtue of the whims of judges and prosecutors — is a form of slavery.

Now, as I’ve shown on several occasions, professed textualists are nothing more, really, than misguided intentionalists; they claim not to concern themselves with original intent but instead adhere to what they call the plain meaning of a “text,” a conceit that posits as the ideal reader a “reasonable” person who, when engaged with the marks, will believe them to mean certain things (constrained again by convention and code). But by simply conceding that what they are engaging is in fact language — that is, that what they are looking at is more than simply egret scratchings or cloud formations, accidents that resemble language but which are not language until the intent to see them that way is applied on the receiver’s end — they are conceding that what they are interested in is signs, a speech act, something already intended and passed on to them, that they hope to complete by way of interpreting.

To complete that interpretation, then, it makes sense that what they are after would be the meaning of the signs provided them.

Where textualists go wrong is in suggesting that they are “interpreting” language that they themselves have decided isn’t language. That is, by claiming that they can “interpret” mere signifiers, they are giving themselves permission to write the text themselves, constrained only by the breadth of meanings one can make from a collection of marks organized in a particular way, using a shared code, and under the auspices of any number of contexts and conventions.

Writing the text yourself, however — that is, supplying the marks with their signifieds by way of your own intent, without concern for the intent of the authors who provided you with signs that you are willfully choosing to ignore — is not interpretation, in the way we understand it.

And so it follows that it is only through intentionalism — and in the case of law, originalism — that we can argue that what we are doing is interpreting the law in any way that allows for the law to precede our engagement with it. Meaning, how we get there matters.

Because if the Constitution can be said to exist apart from the intent that turned it into language and law in the first place, then there is no Constitution per se, and there is no law per se. There are only free-floating and pre-organized marks that become law only after some new consciousness supplies it with some new intent of his or her own. This is what is meant by a “Living Constitution” — one in which the Constitution has no tether to any pre-existing intent, and so is allowed to mean ever new things to ever new people, provided they can fit that meaning within the constraints of the code and some convention and context.

We grant this authority to lawyers and judges. And in so doing, we are agreeing to live in a kind of lawless society that pretends to be governed by the rule of law.

The only problem is, you can’t have a rule of law if you proceed as if the “law” is but a set of marks resembling language, to be assembled after the fact by those who claim to be “interpreting” and applying it.

Justice Thomas, bless him, recognizes this. And it is for this reason that he is going to have to be destroyed — not only by the left, but by all those who wish to maintain for themselves the very power to rule directly from the moment of (linguistic) creation.

We all want to be Gods. Humility is recognizing that we are not.

****
(thanks to all who passed this piece along).

****
update: Let me also highlight another bit, which critics of intentionalism often (and often intentionally) mischaracterize in order to try to delegitimate its arguments:

[…] the original intent of the founders can be established only after research and reflection. The Eighth Amendment ban on “cruel and unusual punishment” can only be understood if one understands the thought of the period, the types of punishment then widely used, and the political and cultural traditions that shaped the thinking of the founders on questions of justice and punishment.

— That is to say, divining intent itself uses all the trappings of literary methodology counseled by those who themselves have hoped to marginalize intent — doing so in an effort to understand the very intent that turned the text into a text to begin with.

And there are other practices we as rigorous interpreters will use, as well, from inter- and intratextual patterns to the biography of those whose signs we are trying to decode.

Often times you hear literary theorists (and contemporary, materialist historians), when pressured, suggest that because we can never objectively and with complete assurance determine original intent (or unvarnished history), determining original intent (or “truth”) as the goal is therefore not required as an interpretive aim.

This is merely the lazy thinker’s self-granted license to avoid doing the hard work of interpreting for the more rewarding work of creation.

30 Replies to “Originalism, intentionalism, and the rule of law”

  1. sdferr says:

    Dollars to doughnuts, Clarence Thomas is very fond of Natural Right and History. I don’t have a cite, but it does seem to me I heard him speak of it many years ago.

  2. Jeff G. says:

    Glad I put the effort in to this.

  3. McGehee says:

    I do often suspect at least one influential member of SCOTUS either reads this blog, or at least tends to have clerks who do.

  4. Roddy Boyd says:

    I am glad you put the effort into this as well.
    I understand things much more clearly now.

  5. Ernst Schreiber says:

    I agree with everything you wrote here, Jeff, and appreciate your thoughts. Sorry, I don’t have anything to add, but thanks for taking the time to do it.

  6. Hadlowe says:

    McGehee, while not discounting that possibility, perhaps the issue is that Justice Thomas and Jeff G. are simply seeing the same mountain and describing it at the same time.

  7. […] Originalism, intentionalism, and the rule of law And so it follows that it is only through intentionalism — and in the case of law, originalism — that we can argue that what we are doing is interpreting the law in any way that allows for the law to proceed our engagement with it. Meaning, how we get there matters. […]

  8. sdferr says:

    We share many things we humans, things in a sense unseen but simply in the air, so to speak: it appears the most vigorous political movement of the moment was born in precisely a shared understanding of the government gone terribly awry, and hence a mutually felt need to look for the point of deviation. Whereupon — looking — vast numbers were led to the same source, again, sharing what they were already sharing (and are still sharing with others as yet unaware) though often unbeknownst to many of them only days before. This ongoing education is by rights a profoundly hopeful thing.

  9. Squid says:

    There are only free-floating and pre-organized marks that become law only after some new consciousness supplies it with some new intent of his or her own.

    It’s like Schrödinger’s Law, where a thing is simultaneously mandatory and forbidden until a judge rules on it. Which, come to think of it, rather perfectly describes ObamaCare today.

    Who’d have guessed that my training in subatomic physics would make me so well suited to sit on the Supreme Court?

  10. dicentra says:

    that it can exist as a text without any necessary connection to its authors.

    I’d add that this author-severed text is often considered to be more revelatory and significant than the one you get by appealing to intent. Because what is unconsciously and unintentionally produced is “truer” than what the author explicity signified.

    We can chalk this up to Freud (whom lit-crit still considers valid in understanding the human psyche) and deconstruction.

    Of course, you have to believe that all humans are engaged in some level of deceit when they write (or speak, or sit quietly in the corner), so you can’t find out what they really believe until you peel away the mask, similarly to what you see on the TV show Lie to Me, wherein they ignore the words people say and look for microexpressions to reveal the true emotional state: disgust, shame, indifference, etc.

    So were the Founders engaging in casual deceit when writing the Constitution? Were they hoping to conceal their true intentions through their language? Were they naive about their own prejudices and producing texts that cannot stand on such false foundations? If we detect “racism” or “paternalism” or the “-ism” du jour in their writing, have we uncovered their true intentions? Do we get to make laws according to this new “insight”?

    The pomos LIVE for this kind of thing. If they, the high priests of language (and therefore cognition), can suss out what’s really going on, that proves their worthiness to rule over the proles, who naively think that they can understand things without the proper credentials.

  11. Ernst Schreiber says:

    Now, if you’re looking to start a controversy conversation, you could do a post explaining why former Governor Johnson’s proposal is untenable under the current interpretive paradigm, however “workable” to some it may seem.

  12. Slartibartfast says:

    I have been squirreled away under lock and key for a while, with no internet access. I’ll be able to get to this tonight, hopefully.

  13. Jeff G. says:

    I’d add that this author-severed text is often considered to be more revelatory and significant than the one you get by appealing to intent. Because what is unconsciously and unintentionally produced is “truer” than what the author explicity signified.

    We can chalk this up to Freud (whom lit-crit still considers valid in understanding the human psyche) and deconstruction.

    In the case of Freud, the unconscious is still, by linguistic standards, ascribed to intent, albeit unconscious intent. That it, it is the creation of some original autonomous human subject (and subjectivity), and it is to that consciousness (or unconsciousness) that we ascribe the meaning. That is, this consciousness is responsible for the sign, whether or not it we believe it happens purposely. Hence my argument that to call a statement racist without calling the speaker racist is, from a language standpoint, nonsensical. It may sound racist to you, but if you don’t believe it was intended to be racist, there’s no reason to believe the sound rather than the intent.

    The post-structuralist move was to sex up modernism and the New Critics / formalists by decoupling the consciousness from the author and handing it to, say, the cultural dialogic, or to code, or convention, or some combination. But it doesn’t work. Signs need first to be signified at some point by some consciousness to be signs — to be language. Even if we hope to say that people themselves are merely conduits to cultural dialogics, the fact that we each have the capacity to filter differently gives lie to the idea that we can have language without individual intent.

  14. Jeff G. says:

    It’s like Schrödinger’s Law, where a thing is simultaneously mandatory and forbidden until a judge rules on it.

    A nice way of putting it.

    I used to do Schrodinger’s cats posts, back when this site was playful and more widely read.

  15. Ernst Schreiber says:

    The pomos LIVE for this kind of thing. If they, the high priests of language (and therefore cognition), can suss out what’s really going on, that proves their worthiness to rule over the proles, who naively think that they can understand things without the proper credentials

    Na Ja. The neo-gnostic turn.

  16. DarthLevin says:

    So were the Founders engaging in casual deceit when writing the Constitution? Were they hoping to conceal their true intentions through their language? Were they naive about their own prejudices and producing texts that cannot stand on such false foundations?

    Through my reading of the Constitution, I’ve been able to determine that George Mason wore dresses while forcing his slaves to enact a 18th-century version of The Human Centipede. Read about it in my upcoming publication, Feminism as Racism: (Be)laboring Peripheral Capitalism in Article V

  17. Squid says:

    I used to do Schrodinger’s cats posts, back when this site was playful and more widely read.

    I don’t blame you. It’s not like Martha Stewart can go to jail every year.

    FWIW, my newest niece absolutely adores Curious George, who features prominently in the pictures and cards we get from her proud parents. And I just can’t look at that playful scamp without wondering why my brother-in-law would expose his lovely daughter to such homoerotic/anti-feminist/colonialist trash.

  18. dicentra says:

    Feminism as Racism: (Be)laboring Peripheral Capitalism in Article V

    Somebody’s been to graduate school!

    Provocative opening phrase? Check.
    Colon followed by prosaic title? Check.
    Parenthetical prefix to add linguistic subtlety? Check.
    Lousy with ISMs? Check.

  19. motionview says:

    Glad I put the effort in to this
    If you think we were intimidated after the punctuation post…

  20. McGehee says:

    I don’t do Schrödinger’s Cat posts, but my blog has been on hiatus long enough that Schrödinger has been nagging me to open the box already.

    At the moment, I both will and won’t.

  21. cranky-d says:

    My thinking with respect to the post update is that even if we can never glean the exact intent of the author, we should still do our best to get as close to it as possible, and be careful to note the cases in which we are not sure of the original intent. If we do not do so, then we should not try to sell our interpretation as anything other than a rewrite.

    Many would rather just gloss it over and do some creative writing with the signs, and are looking for an excuse to do so. It’s probably more fun and more personally fulfilling, but it does not get the results an intentionalist is looking for in an interpretation.

  22. Jeff G. says:

    The idea, cranky-d, is that because language is a human construct, and we interpret or declare our truths in language, all our interpretations and truths are by necessity subjective. From there, the next step is to declare that because we cannot know for sure how close we’ve gotten to an objective truth (what God is there to tell us, after all?), why should we have to even pretend to pursue it?

    In my “debates” with Therstytitties way back when, I essential got him to admit as much: James Joyce’s intent was far too difficult to glean. Too much work, and with no direct payoff in the end. So why bother?

    My answer: indeed. Teach something else, if what you want students to do is interpret — or else have them try. Or else let them do something else with the text without calling what you’re doing “interpreting.”

  23. cranky-d says:

    Jeff G., I think it’s a pretty short trip from stating that all of our interpretations are subjective to assuming that we really cannot communicate at all. If we haven’t agreed on the signifieds, can we even assume we’re transferring any ideas or knowledge?

    One would think that sort of position by definition must lead to the conclusion that all of us could just be blabbering incoherently and it would not matter. I think a proponent of this idea that interpretation is subjective would reject my conclusion, but only from an emotional perspective, not a logical one.

  24. sdferr says:

    A Madisonian thought on that (Fed. 37):

    Besides the obscurity arising from the complexity of objects, and the imperfection of the human faculties, the medium through which the conceptions of men are conveyed to each other adds a fresh embarrassment. The use of words is to express ideas. Perspicuity, therefore, requires not only that the ideas should be distinctly formed, but that they should be expressed by words distinctly and exclusively appropriate to them. But no language is so copious as to supply words and phrases for every complex idea, or so correct as not to include many equivocally denoting different ideas. Hence it must happen that however accurately objects may be discriminated in themselves, and however accurately the discrimination may be considered, the definition of them may be rendered inaccurate by the inaccuracy of the terms in which it is delivered. And this unavoidable inaccuracy must be greater or less, according to the complexity and novelty of the objects defined. When the Almighty himself condescends to address mankind in their own language, his meaning, luminous as it must be, is rendered dim and doubtful by the cloudy medium through which it is communicated.

  25. Jeff G. says:

    All of our interpretations are subjective. That doesn’t mean all things are subjective in any important sense. They exist. We’re just describing our method of perceiving them.

    It’s a rather innocuous description that’s been blown-up to a supposedly nuanced philosophy.

    We strive for objectivity. We strive to reconstruct meaning as receivers of the speech act. We can’t prove with ABSOLUTE METAPHYSICAL CERTAINTY that we’ve done so, but that doesn’t give us license not to try, if what we are after is hewing as closely to the way things are as we can with a second-order descriptive/communicative system.

  26. cranky-d says:

    I was trying to say that by assuming we should not attempt to find the objective truth, we cannot communicate. I failed.

    Anyway, it’s drinking time!

  27. LBascom says:

    Ahh, so by your so called “intetionalism”, you claim to arrive at a more sure description of what is trying to be communicated, but you yourself acknowledge you can’t be completely sure. You know what this claim of superior method coupled with failure to achieve complete success makes you?

    That’s right…*points finger dramatically*…A HYPOCRITE!! HYYYPOCRIIIITTE!

    BURN HIM!!

    /progg

  28. Darleen says:

    you know, “Queenie” on another thread claimed to see an Egyptian tomb carving and, without any knowledge of Egyptian history, culture, meanings of Egyptian symbols or stylized symbols (or any curiosity in actually learning about them all) declared that Ancient Afrikans (the real Egyptians) had light bulbs.

    I see little difference between the Water Should Be Free gal and someone who finds racism in small boys with black dogs.

  29. Stephanie says:

    The pomos LIVE for this kind of thing. If they, the high priests of language (and therefore cognition), can suss out what’s really going on, that proves their worthiness to rule over the proles, who naively think that they can understand things without the proper credentials.

    Ahh, but you have articulated one of the fundamental truths of progs… everything is a conspiracy and they are the only ones smart enough to ‘get it’ thus structurally reinforcing the second (maybe the first) fundamental truth of progressivism – they are so much smarter than the rest of us cause we don’t get it. The fundamental truths of progressivism may look like a mobius loop, but *really it’s not.* You just don’t understand.

    I was watching a show on Nat Geo on the ‘truthers’ this week (it’s on demand as part of the 9/11 rememberances) and was amused to see some of this conspiratorial arrogance on full display. It didn’t matter that steel doesn’t need to actually melt to bend (truther myth – Garafalo loves to mouth this one), and that the experiment to debunk this issue (as designed by some highly credentialed** firm) indeed caused steel to buckle from the heat of a little jet fuel and collapse, what was really going on was that the firm’s experiment was flawed cause of underwear gnomes or something and thus the truthers knew that what they were watching (live shot!) didn’t do what it just did. Debunking debunked. Take that you pitiful dupe!!

    Isn’t trutherism just pomo on steroids and argued in the realm of science/politics instead of language? Am I missing something here?

    Why won’t associating these two issues and mocking pomos as idiotic truthers be a winning strategy? They want to tarnish the tea party with whatever associations they can use to besmirch them, why not turn the tables?

    **normally a proggy trump card

  30. Slartibartfast says:

    Way to weave Alberta back into the thread of things, Darleen. But I think she’s had her 15 minutes, and then some.

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